Tag: SEC

May 7, 2024

Robinhood Responds to SEC’s Wells Notice Retail trading platform Robinhood Markets revealed Monday that it has received a Wells notice from the U.S. Securities and Exchange Commission (SEC) regarding its crypto business. This indicates that the securities regulator is planning […]

April 26, 2024

The United States Securities and Exchange Commission (SEC) has initiated consultations on a proposed rule change for the trading of options on Bitcoin exchange-traded funds (ETFs). The SEC is seeking public input on the potential impacts of introducing Bitcoin options […]

March 22, 2024

United States Securities and Exchange Commission (SEC) Chair Gary Gensler took aim at crypto industry participants, claiming some avoided registration requirements with the regulator. In a prepared speech released on March 22 for Columbia Law School, Gensler used his closing […]

December 14, 2022

The United States Securities Exchange Commission (SEC) filed a claim against eight individuals associated with Atlas (NYSE:ATCO) Trading, a Discord-based forum. The forum’s co-founders, affiliated podcasters and YouTubers are being alleged of stock manipulation. The claim was filed with the […]

November 16, 2022

Rep. Brad Sherman on Cryptocurrency Regulation Congressman Brad Sherman (D-CA), chairman of the subcommittee on Investor Protection and Capital Markets, released a statement regarding the implosion of cryptocurrency exchange FTX on Sunday. FTX’s “sudden collapse” has been “a dramatic demonstration […]

October 5, 2022

Nasdaq, the United States stock exchange, has no immediate plans to launch a crypto exchange until there’s better regulatory clarity from policymakers, said Tal Cohen, the company’s executive vice president. In an interview with Bloomberg, Cohen said that the retail […]