Regulatory & Compliance

How Are RegTech Solutions Revolutionizing Best Execution Compliance?
Regulatory & Compliance How Are RegTech Solutions Revolutionizing Best Execution Compliance?

Investment firms are facing increasing regulatory scrutiny to ensure they deliver Best Execution for their clients. Originating from the European Securities and Markets Authority (ESMA) under the MiFID I regulations in 2007 and expanded upon by MiFID II, Best Execution mandates firms to achieve the

Banks Sue CFPB Over New Rule Allowing Consumer Data Sharing With Fintechs
Regulatory & Compliance Banks Sue CFPB Over New Rule Allowing Consumer Data Sharing With Fintechs

The Consumer Financial Protection Bureau (CFPB) has recently introduced a rule requiring financial institutions to share consumer data with third parties upon consumer request, a move that has triggered immediate backlash from the banking industry. This legal friction has culminated in a lawsuit

Tookitaki Secures Key Investment to Drive Anti-Financial Crime Solutions
Regulatory & Compliance Tookitaki Secures Key Investment to Drive Anti-Financial Crime Solutions

Tookitaki, a prominent player in the fintech space, recently celebrated its decade-long journey by securing a strategic investment from the True Global Ventures (TGV) Opportunity Fund. This significant funding comes at a crucial juncture, aiming to propel Tookitaki's expansion and innovation,

How Will New DFS Guidelines Impact AI Cybersecurity in Finance?
Regulatory & Compliance How Will New DFS Guidelines Impact AI Cybersecurity in Finance?

The New York State Department of Financial Services (DFS) has recently introduced new guidelines to strengthen cybersecurity measures against threats associated with artificial intelligence (AI). Superintendent Adrienne A. Harris emphasizes the dual nature of AI in cybersecurity, highlighting its

How Can Fintech Firms Balance Innovation and Regulatory Compliance?
Regulatory & Compliance How Can Fintech Firms Balance Innovation and Regulatory Compliance?

The fintech industry is a burgeoning sector that offers boundless innovation opportunities while simultaneously bringing forth significant regulatory challenges. Fintech companies must strike a delicate balance between pushing the boundaries of financial technology and adhering to stringent

Swift Utilizes AI to Enhance Security in Cross-Border Payments
Regulatory & Compliance Swift Utilizes AI to Enhance Security in Cross-Border Payments

In an era where technological advancements increasingly shape industries, financial institutions face a constant battle against sophisticated financial crime. Swift, a globally recognized network for cross-border payments, has taken transformative steps to address these evolving threats. By

Loading

Subscribe to our weekly news digest.

Join now and become a part of our fast-growing community.

Invalid Email Address
Thanks for Subscribing!
We'll be sending you our best soon!
Something went wrong, please try again later