Laws & Regulations

SAFE Guidance Act: Clarifying Financial Agencies' Non-Binding Rules
Regulatory & Compliance SAFE Guidance Act: Clarifying Financial Agencies' Non-Binding Rules

Recent legislative developments focus on the clarification of non-binding guidance documents in the financial sector. H.R. 4460, known as the "Stop Agency Fiat Enforcement of Guidance Act" or the "SAFE Guidance Act," introduced by Representative Daniel Meuser, seeks to redefine how such documents

Will AI Transform Financial Compliance and SEC Reporting?
Regulatory & Compliance Will AI Transform Financial Compliance and SEC Reporting?

Focus Universal is set to unveil a revolutionary AI-powered platform promised to transform SEC reporting in the sphere of financial compliance. Positioned as a disruptor in an industry known for its complexity, Focus Universal, with the NASDAQ ticker symbol FCUV, is poised to enhance efficiency

Why Did the Court Strike Down SEC's CAT Funding Plan?
Regulatory & Compliance Why Did the Court Strike Down SEC's CAT Funding Plan?

A Surprising Turn in Financial Regulation In an unexpected twist, the U.S. Appeals Court dealt a significant blow to the Securities and Exchange Commission (SEC) by striking down its funding plan for a crucial market surveillance system. The decision sent reverberations throughout Wall Street and

Legislators Push Laws to Combat CCP Influence in U.S. Markets
Regulatory & Compliance Legislators Push Laws to Combat CCP Influence in U.S. Markets

In the evolving landscape of global financial systems, U.S. lawmakers are increasingly focused on mitigating external threats from foreign powers looking to exploit market vulnerabilities. Recent legislative initiatives underscore efforts to minimize the influence of the Chinese Communist Party

UK FCA Proposes New Protections for Buy Now, Pay Later Market
Trends & Innovation UK FCA Proposes New Protections for Buy Now, Pay Later Market

In the rapidly evolving landscape of financial technology, Buy Now, Pay Later (BNPL) services represent a significant shift in consumer borrowing and purchasing behavior. Here to shed light on the recent proposals from the UK’s Financial Conduct Authority (FCA) is Kofi Ndaikate, a seasoned expert

Bank of England Fines Vocalink £11.9M for Compliance Failures
Regulatory & Compliance Bank of England Fines Vocalink £11.9M for Compliance Failures

In the fast-evolving sphere of Fintech, Kofi Ndaikate stands out with his comprehensive understanding of the sector, ranging from blockchain nuances to navigating intricate regulatory landscapes. Today, Kofi delves into the recent events surrounding Vocalink, a prominent player in the UK paytech

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