Laws & Regulations

Senate Debates Quintenz's CFTC Nomination Amid Crypto Concerns
Regulatory & Compliance Senate Debates Quintenz's CFTC Nomination Amid Crypto Concerns

Kofi Ndaikate, a distinguished expert in Fintech, brings a wealth of knowledge in blockchain, cryptocurrency, and financial regulation. In this insightful interview, he shares his perspectives on navigating potential conflicts of interest, maintaining transparency, and ensuring balanced leadership.

DOJ Cuts Foreign Bribery Team, Shifts Focus to Drug Cartels
Regulatory & Compliance DOJ Cuts Foreign Bribery Team, Shifts Focus to Drug Cartels

In the ever-evolving landscape of legal enforcement and corporate crime, few topics have seen as much shifting ground as the investigation of foreign bribery. To shed light on the current dynamics at play, we sit down with Kofi Ndaikate, an acknowledged expert in Fintech regulation and policy. With

Potential Risks of Dismantling U.S. Audit Oversight Board
Regulatory & Compliance Potential Risks of Dismantling U.S. Audit Oversight Board

A proposal to dismantle the Public Company Accounting Oversight Board (PCAOB) has triggered a vigorous debate about its implications for both domestic and global financial systems. Instituted by Congress in the early 2000s as a safeguard for investors, the PCAOB plays a crucial role in maintaining

Is FINRA's Authority in Expelling Brokers Too Powerful?
Regulatory & Compliance Is FINRA's Authority in Expelling Brokers Too Powerful?

In an industry where trust and compliance are paramount, the regulatory authority governing broker-dealers has become a pivotal point of discussion. The U.S. Supreme Court's recent decision to rebuff a challenge by Alpine Securities against the Financial Industry Regulatory Authority (FINRA) has

Judge Rejects Vanguard's Investor Settlement Overlap
Regulatory & Compliance Judge Rejects Vanguard's Investor Settlement Overlap

In today's interview, we sit down with Kofi Ndaikate, a seasoned expert in fintech, to unravel the complexities surrounding the recent legal challenges faced by Vanguard regarding its target-date funds. Kofi’s insights into the junction of financial regulations and investment strategies provide a

SEC Restructures Amid Workforce Cuts, Focuses on Core Mission
Regulatory & Compliance SEC Restructures Amid Workforce Cuts, Focuses on Core Mission

Significant changes within the U.S. Securities and Exchange Commission (SEC) have been communicated by its new head, Paul Atkins. This follows initiatives driven by former President Donald Trump and adviser Elon Musk, aiming to streamline the federal government. As part of this effort, the SEC has

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