Regulators

Driving RegTech Adoption: Streamlining Compliance in GCC Countries
Regulatory & Compliance Driving RegTech Adoption: Streamlining Compliance in GCC Countries

Regulatory compliance has become increasingly complex, dynamic, and burdensome for many organizations, especially in the Gulf Cooperation Council (GCC) countries, where bold economic diversification and technology plans are underway. Regulatory technology (RegTech) leverages intelligent automation,

November 21, 2024
Firms Face Rising ESG Regulation: Investing in Compliance Strategies
Regulatory & Compliance Firms Face Rising ESG Regulation: Investing in Compliance Strategies

In an era where environmental, social, and governance (ESG) considerations have become integral to business operations, firms find themselves navigating an evolving landscape filled with stringent regulations. This shift demands a robust and strategic response, particularly from financial services

November 15, 2024
Informatica Announces $25.50 Secondary Stock Offering of 16 Million Shares
Regulatory & Compliance Informatica Announces $25.50 Secondary Stock Offering of 16 Million Shares

Informatica, which trades on the New York Stock Exchange under the ticker symbol INFA, has announced a significant milestone with the pricing of a secondary public offering of its Class A common stock. In this move, 16 million shares held by funds associated with Permira and the Canada Pension Plan

November 8, 2024
How Are Fintech Regulations Adapting to Rapid Technological Advances?
Regulatory & Compliance How Are Fintech Regulations Adapting to Rapid Technological Advances?

The fintech industry has experienced exponential growth over the past decade, transforming financial services. This rapid innovation necessitates stringent regulatory measures to ensure consumer protection and financial stability. Financial regulators are striving to keep pace with evolving

November 1, 2024
Are Regulations Hindering Bank and FinTech Collaboration Innovation?
Regulatory & Compliance Are Regulations Hindering Bank and FinTech Collaboration Innovation?

House Republicans have raised concerns over what they see as excessive regulatory scrutiny on partnerships between banks and financial technology (FinTech) companies. These lawmakers, all members of the House Financial Services Committee, have addressed a letter to the Federal Reserve Board, the

November 1, 2024
How Are RegTech Solutions Revolutionizing Best Execution Compliance?
Regulatory & Compliance How Are RegTech Solutions Revolutionizing Best Execution Compliance?

Investment firms are facing increasing regulatory scrutiny to ensure they deliver Best Execution for their clients. Originating from the European Securities and Markets Authority (ESMA) under the MiFID I regulations in 2007 and expanded upon by MiFID II, Best Execution mandates firms to achieve the

October 24, 2024
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