Regulators

Informatica Announces $25.50 Secondary Stock Offering of 16 Million Shares
Regulatory & Compliance Informatica Announces $25.50 Secondary Stock Offering of 16 Million Shares

Informatica, which trades on the New York Stock Exchange under the ticker symbol INFA, has announced a significant milestone with the pricing of a secondary public offering of its Class A common stock. In this move, 16 million shares held by funds associated with Permira and the Canada Pension Plan

November 8, 2024
How Are Fintech Regulations Adapting to Rapid Technological Advances?
Regulatory & Compliance How Are Fintech Regulations Adapting to Rapid Technological Advances?

The fintech industry has experienced exponential growth over the past decade, transforming financial services. This rapid innovation necessitates stringent regulatory measures to ensure consumer protection and financial stability. Financial regulators are striving to keep pace with evolving

November 1, 2024
Are Regulations Hindering Bank and FinTech Collaboration Innovation?
Regulatory & Compliance Are Regulations Hindering Bank and FinTech Collaboration Innovation?

House Republicans have raised concerns over what they see as excessive regulatory scrutiny on partnerships between banks and financial technology (FinTech) companies. These lawmakers, all members of the House Financial Services Committee, have addressed a letter to the Federal Reserve Board, the

November 1, 2024
How Are RegTech Solutions Revolutionizing Best Execution Compliance?
Regulatory & Compliance How Are RegTech Solutions Revolutionizing Best Execution Compliance?

Investment firms are facing increasing regulatory scrutiny to ensure they deliver Best Execution for their clients. Originating from the European Securities and Markets Authority (ESMA) under the MiFID I regulations in 2007 and expanded upon by MiFID II, Best Execution mandates firms to achieve the

October 24, 2024
TD Bank Faces Record $3 Billion Fine for AML Compliance Lapses
Regulatory & Compliance TD Bank Faces Record $3 Billion Fine for AML Compliance Lapses

Toronto-Dominion Bank (TD Bank), one of North America's largest banking institutions, is facing unprecedented penalties due to significant lapses in its Anti-Money Laundering (AML) compliance program. The staggering $3.09 billion fine is being described as the largest ever imposed under the US

October 15, 2024
What's Driving the US cBoom Amid Regulatory Challenges?
Regulatory & Compliance What's Driving the US cBoom Amid Regulatory Challenges?

The US fintech sector is a paradox of advanced innovation juxtaposed with stubborn traditionalism. It’s a place where some of the world's most cutting-edge financial technologies emerge, yet simple technologies like contactless payments aren’t universally accepted. This dynamic landscape was vi

October 14, 2024
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